Securities Law

Delisting of securities : Rule 21 deals with delisting of Securities. A recognized stock exchange may, without prejudice to any other action that may be taken under the Act or […]

Suspension or withdrawal of admission to dealings in securities on stock exchange : A recognised stock exchange may suspend or withdraw admission to dealings in the securities of a company or […]

Continuous Listing Requirement : Rule 19A (1) stipulates that every listed company other than public sector company shall maintain public shareholding of at least 25%. However, any listed company which […]

Application for listing of new securities : An application for listing shall be necessary in respect of the following: (a) all new issues of any class or kind of securities […]

Books and documents to be maintained and preserved : (A) By every recognised stock exchange Every recognised stock exchange shall maintain and preserve the following books of account and documents […]

Manner of Enquiry in the Affairs of Stock Exchange : Rule 16 lays down that any enquiry in relation to the affairs of the governing body of a recognised stock […]

Submission of annual reports and periodical returns by stock exchanges to SEBI : These matters are regulated under rule 17 & 17A respectively. Every recognised stock exchange shall (before the […]

Requirements of listing of securities with recognised stock exchanges : This is one of the most important provision of the Securities Contracts (Regulation) Rules, 1957. Rule 19 provides for the […]

Rule 19(2) : Sub-rule 2 of Rule 19 provides that apart from complying with such other terms and conditions as may be laid down by a recognised stock exchange, an […]

Conditions precedent to submission of application for listing by stock exchange : Sub-rule (3) of Rule 19 deals with the conditions required to be fulfilled by a company precedent to […]